About Morgan Stanley Morgan Stanley is a leading global financial services firm offering a wide range of investment banking, securities, investment management and wealth management services. The firm`s staff serves clients worldwide, including businesses, governments and individuals, from more than 1,200 offices in 42 countries. The Legal and Compliance Center of Excellence (“LCDCOE”) is an extended arm of various global compliance teams. LCDCOE is responsible for compliance monitoring, including monitoring and/or testing activities in various areas such as institutional sales and trading (ISG), wealth management (WM), investment management (IM), regulatory relations and the Global Financial Crimes (GFC) function. Specific activities managed by LCDCOE include, but are not limited to, facilitating regulatory license applications and registrations for individuals, monitoring businesses, customers and employees outside of business interests. Over the course of the 10 weeks, you`ll work with compliance experts and gain insight into a career in compliance, while having access to conference series and networking opportunities. Learn more about our Compliance Associate Internship Program Learn more about where to apply for this program. • investigate irregularities and abnormal activities and document the results; • Escalate unresolved issues or potential violations of Morgan Stanley`s policies or external rules and regulations to its supervisor, compliance and senior management of business units. • Processing T360 vendor onboarding/reactivation requests (legal) • Managing legal invoice documents and related exceptions • Managing the consultant`s external consultant database and time authorization • Information security assessment for law firms and other vendors • Coordinating with legal and compliance staff for claims reviews and related procedures Our program Summer Associate prepares you for your next Career Step Forward. Employees who have successfully completed the program may receive full-time job offers in compliance after graduation. The role of summer analyst is intended for candidates who are currently pursuing a college or university degree and is generally assumed in the second or third year of study.
Our Summer Analyst Program is an eight- to ten-week summer internship for students. You will be fully immersed in the day-to-day activities of one of our divisions. This 10-week program offers summer associates the opportunity to work with compliance professionals who help us with projects that have a direct impact on our operations. The program is designed to develop highly motivated professionals by providing a stimulating and supportive environment to understand the business and reach maximum potential. When you enroll, you will complete a training program that covers the Legal and Compliance Policies and Procedures department. There are executive presentations and professional skills workshops along the way to provide you with a complete experience. Summer analysts spend 10 weeks working on live projects, understanding how the business works, and understanding how the Legal & Compliance division supports Morgan Stanley and its business. What we offer, Morgan Stanley offers a dynamic and multifaceted environment in which individuals must work closely with colleagues in various roles and business unit in onshore regions. You will work with extremely talented colleagues in a meritocratic team culture.
Our law and compliance internship program is among the best in the industry. As a summer partner on the compliance team, you`ll get a behind-the-scenes look at how to execute the compliance framework, whether you`re in a core role or an advisory role within a business unit. Applications are now open. We review applications and invite candidates to interviews on an ongoing basis and encourage you to apply once you have identified your areas of interest and are ready to attend the interviews. Our goal is to share regular updates on your status through our candidate portal. We are looking for professionals who wish for a JD or other graduate degree with a variety of backgrounds, experiences and skills to join our team. We expect you to have the highest standards of integrity and professionalism with a strong work ethic. You need to have great attention to detail and be able to see the big picture. We are looking for independent and analytical thinkers who can adapt quickly to new situations. Vous devriez être en mesure de communiquer clairement avec toutes sortes de personnes et de conseiller nos entreprises.
Albany, Atlanta, Boston, Buenos Aires, Calgary, Cedar Rapids, Chicago, Dallas, Detroit, Houston, Jersey City, Los Angeles, Mexico, Miami, New York, Norwalk, Philadelphie, Pittsburgh, Salt Lake City, San Francisco, Santiago, São Paulo, Seattle, Toronto, West Palm Beach, Washington D.C., Wilmington • Beobachten Sie die Entwicklung der regulatorischen Anforderungen und passen Sie die Überwachungsmodelle entsprechend an; Datum: Sommer 2023 Ort: Albany – Atlanta – Boston – Buenos Aires – Calgary – Cedar Rapids – Chicago – Dallas – Detroit – Houston – Jersey City – Los Angeles – Mexico City – Miami – New York – Norwalk – Philadelphie – Pittsburgh – Salt Lake City – San Francisco – Santiago – Sao Paulo – Seattle – Toronto – Washington, D.C. – West Palm Beach – Wilmington Teilnahmeberechtigung: Kandidaten, die derzeit einen Hochschul- oder Universitätsabschluss anstreben und in der Regel im zweiten oder dritten Studienjahr absolviert werden. Work with our compliance teams to develop solutions that drive business growth in a complex global regulatory environment. They advise you on the impact of existing and future regulatory requirements on our various activities and products. By independently analyzing new business strategies, product lines, policies, business processes, risk mitigation and internal controls, you help our companies maintain operations and seize global opportunities. • Advice and guidance for employees in their investments and external activities; • Prepares regular management information reports; • Track record of academic excellence. • Great attention to detail and the ability to manage competing priorities. • Excellent written and oral communication skills. • Ability to analyze and synthesize a variety of data to create well-designed and meaningful summaries and reports. • Competent in problem solving and developing efficient processes. • You have experience in MS Office preferably Excel • You have an excellent academic record successfully in extracurricular activities, as well as strong communication skills and the ability to work and interact with others.
• Review and analysis of trade monitoring reports and supplier monitoring system alerts and approval of alerts related to the business activities of employees, customers and companies; Morgan Stanley is a leading global financial services firm offering a wide range of investment banking, securities, investment management and wealth management services. The firm`s staff serves clients worldwide, including businesses, governments and individuals, from more than 1,200 offices in 42 countries. We look for those who are honest, curious, collaborative, balanced and motivated. You should have an interest in economics, finance and law, as well as the ability to apply what you know to complex situations. • Participate in an orientation where you will learn more about our culture and the benefits and responsibilities of being a member of the company • Receive department-specific training designed to help you succeed • Have the opportunity to work with other interns and our employees on real responsibilities while working daily on the basis of your team, interact with senior management, develop a working knowledge of the regulations and laws that apply to our companies in different locations, gain a comprehensive understanding of business strategy and work together in global teams. You will use your analytical skills to assess the risks associated with our controls across all sectors. By ensuring that our companies do the right thing, they can innovate and develop new products and services because they know we meet the highest standards.